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INVESTOR CHARTER
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Useful Links
NSE | BSE | MCX | NCDEX | MCX-SX | USE | CDSL | SEB I SCORES | FMC |
RBI | AMFI | FX Tracker-NSE | Evoting CDSL
Investor Charter – Stock Brokers…… click here
Investor Charter for Dps
Investor Charter fo Dps Annexure C
SEBI Investor Charter
To File a Complaint on SCORESClick here…
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REGULATION
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- Regulation 19 and 20 of SECC Regulation
- Regulation 6(B) of SEBI (Depositories and Participants) Regulations, 2012
- Schedule II of the SEBI (Intermediaries) Regulations, 2008
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Client Registration – Download Ref.No.: NSE/INSP/2016/32759
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STANDARD DOCUMENTS
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- Guidance Note – DO’S and DONT’s in English
- Guidance Note – DO’s and DONTS in Gujarati
- Rights and Obligations of Stock Broker in English
- Rights and Obligations of Stock Broker in Gujarati
- Risk Disclosure Document in English
- Risk Disclosure Document in Gujarati
Master Risk Management Policy
http://www.ajcononline.com/wp-content/uploads/nri/downloads/MASTER_RISK_MANAGEMENT_POLICY.pdf
Internal Control Policy
http://www.ajcononline.com/wp-content/uploads/nri/downloads/InternalPolicy.pdf
Investor Grievance Policy
http://www.ajcononline.com/wp-content/uploads/nri/downloads/InvestorPolicy.pdf
Online Code Change Policy for Trade on NSE, BSE, MCXSX
http://www.ajcononline.com/wp-content/uploads/nri/downloads/OnlineNSEBSEMCXSX.pdf
Policy for Insider Trading
http://www.ajcononline.com/wp-content/uploads/nri/downloads/PolicyTrading.pdf
Policy for PMLA
http://www.ajcononline.com/wp-content/uploads/nri/downloads/PMLA2002.pdf
Account Opening Form – WITHOUT DP
http://www.ajcononline.com/wp-content/uploads/nri/downloads/FormwithoutDP.pdf
Account Opening Form – WITH DP
http://www.ajcononline.com/wp-content/uploads/nri/downloads/KYCFormDP.pdf
Account Opening Form – COMMODITY
http://www.ajcononline.com/wp-content/uploads/nri/downloads/Commoditykycform.pdf
Policy for Pre-Funded Instrument
http://www.ajcononline.com/wp-content/uploads/nri/downloads/PolicyInstrument.pdf
Policy for Surveillance
http://www.ajcononline.com/wp-content/uploads/nri/downloads/PolicySurveillance.pdf
Policy on Dissemination of Market Related Information
http://www.ajcononline.com/wp-content/uploads/nri/downloads/PolicyInformation.pdf
Policy Regarding Inactive or Dormant Account
http://www.ajcononline.com/wp-content/uploads/nri/downloads/PolicyAccount.pdf
Client Registration Documents in Vernacular Languages
https://www.nseindia.com/trade/members-client-registration-documents
https://www.bseindia.com/static/investors/client_regislanguages.aspx?expandable=3
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SOFTWARE
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Diet Update Patch 18062011
http://www.ajcononline.com/wp-content/uploads/nri/downloads/DUP.zip
Client Update Patch 18062011
http://www.ajcononline.com/wp-content/uploads/nri/downloads/CUP.zip
Team viewer Setup
http://www.ajcononline.com/wp-content/uploads/nri/downloads/TeamViewerSetup.exe
Java 7 Update 9 (New Version)
http://www.ajcononline.com/wp-content/uploads/nri/downloads/jxpiinstall.exe
Internet Explorer 7 Windows XP
http://www.ajcononline.com/wp-content/uploads/nri/downloads/IE7-WindowsXP-enu.exe
Internet Explorer 9 Windows
http://www.ajcononline.com/wp-content/uploads/nri/downloads/IE9-Windows7-enu.exe
Modification / Additional Details of Segments
http://www.ajcononline.com/wp-content/uploads/nri/downloads/Indicativeformat.pdf
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FORMS
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Account Closure Form – Trading
http://www.ajcononline.com/wp-content/uploads/nri/downloads/AnnexureAccountClosure.doc
Account Modification Form – Trading
http://www.ajcononline.com/wp-content/uploads/nri/downloads/DUP.zip
Annexure-3.1-Account Modification-Deletion Request Form (Demat)
http://www.ajcononline.com/wp-content/uploads/nri/downloads/Annexure3AccountModification.doc
Annexure-3.2-Nomination Form
http://www.ajcononline.com/wp-content/uploads/nri/downloads/Annexure3NominationForm.doc
Annexure-4.1-Dematerialisation Request Form
http://www.ajcononline.com/wp-content/uploads/nri/downloads/Annexure4Dematerialisation.doc
Annexure-4.2-Transposition Request Form
http://www.ajcononline.com/wp-content/uploads/nri/downloads/Annexure4Transposition.doc
Annexure-7.1-Transmission Request Form (Death of sole holder)
http://www.ajcononline.com/wp-content/uploads/nri/downloads/Annexure7Transmission.doc
Annexure-7.2-Transmission Request Form (Death of one of the joint holders)
http://www.ajcononline.com/wp-content/uploads/nri/downloads/Annexure72Transmission.doc
Annexure-9.1-Rematerialisation Request Form
http://www.ajcononline.com/wp-content/uploads/nri/downloads/Annexure9Rematerialisation.doc
Annexure-10.1-Account Closure Request Form (Demat)
http://www.ajcononline.com/wp-content/uploads/nri/downloads/Annexure10Account.doc